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HCC 211: Respirator Dependence/Tracheostomy Status/Complications

HCC 211, Respirator Dependence/Tracheostomy Status/Complications, is one of the 115 payment categories in the CMS-HCC V28 model. 13 ICD-10-CM codes map to it in the payment year 2027 mapping, and a documented diagnosis in the category adds a relative factor of 0.879 to the risk score of a community, non-dual, aged beneficiary (0.878 disabled, 1.570 institutional). It sits at the top of its hierarchy, so no other category overrides it and it in turn overrides HCC 212, HCC 213.

QuickIntell editorial content · Legacy registry date · Review not verified

Data effective
Data currency: ICD-10-CM to HCC mapping PY2027 initial (effective dates of service 2026, payment year 2027); CMS-HCC V28 model software V2826.115.T2 (effective payment year 2027). Next CMS release: PY2027 midyear final mapping (spring 2027) and PY2028 proposed model (February 2027).
Mapped ICD-10-CM codes
13
Factor, community non-dual aged
0.879
Factor, institutional
1.570
Hierarchy
Top of hierarchy
Disease group
Arrest

Relative factors by segment

Each segment is a separate regression; the factor is added to the beneficiary's demographic factors and other categories, then normalized and reduced by the coding intensity adjustment before it meets the plan's base rate. A factor of 1.000 equals the expected cost of an average beneficiary.

CMS-HCC V28 relative factors for HCC 211 by model segment
SegmentModel codeRelative factor
Community, non-dual, agedCNA_HCC2110.879
Community, non-dual, disabledCND_HCC2110.878
Community, full-benefit dual, agedCFA_HCC2111.981
Community, full-benefit dual, disabledCFD_HCC2111.418
Community, partial-benefit dual, agedCPA_HCC2111.022
Community, partial-benefit dual, disabledCPD_HCC2110.590
Long-term institutionalINS_HCC2111.570

Hierarchy

Hierarchical condition categories pay only the most severe manifestation of a disease. HCC 211 is the most severe category in its hierarchy. When HCC 211 is present it drops HCC 212 (Respiratory Arrest), HCC 213 (Cardio-Respiratory Failure and Shock), so documenting the less severe condition alongside it adds nothing to payment but still matters for the clinical record.

ICD-10-CM codes that map to HCC 211

13 codes map to this category in the PY2027 initial mapping, concentrated in the J95 (9), Z99 (2), Z43 (1), Z93 (1) code families. Descriptions are the CMS mapping descriptions for the FY2026 code set; a code that is deleted or split in the October code update stays valid for dates of service before the change.

ICD-10-CM codes mapped to HCC 211 in the CMS PY2027 initial mapping
ICD-10-CMDescription
J9500Unspecified tracheostomy complication
J9501Hemorrhage from tracheostomy stoma
J9502Infection of tracheostomy stoma
J9503Malfunction of tracheostomy stoma
J9504Tracheo-esophageal fistula following tracheostomy
J9509Other tracheostomy complication
J95850Mechanical complication of respirator
J95851Ventilator associated pneumonia
J95859Other complication of respirator [ventilator]
Z430Encounter for attention to tracheostomy
Z930Tracheostomy status
Z9911Dependence on respirator [ventilator] status
Z9912Encounter for respirator [ventilator] dependence during power failure

Where these codes sat in the V22 model

The V28 recalibration renumbered and regrouped categories; this table shows which legacy V22 categories the same ICD-10 codes belonged to, which is the quickest way to reconcile a V22-era HCC gap list with the current model.

V22 categories that the HCC 211 codes mapped to
V22 HCCCodes
8212
1141

Capturing and defending the category

A category counts for a payment year when a mapped diagnosis is documented at least once during the data collection year by an acceptable provider type at a face-to-face or audio-video encounter, and when the note shows the condition was monitored, evaluated, assessed or treated. Chronic conditions do not carry forward: a category that is not re-documented in the year drops out of the score, which is why annual wellness visits and problem-list reconciliation are where most recapture happens. Risk adjustment data validation audits sample enrollees and ask for the medical record behind each submitted category; an unsupported category is removed and, under the extrapolation rules, the error rate is applied across the contract. The QuickIntell risk adjustment product surfaces suspected and unsupported categories from the chart, and the HCC hub lists every V28 category with its factor and code count.

Frequently asked questions

Which ICD-10 codes map to HCC 211?

13 ICD-10-CM codes map to HCC 211 in the CMS PY2027 initial mapping, for example J9500 Unspecified tracheostomy complication; J9501 Hemorrhage from tracheostomy stoma; J9502 Infection of tracheostomy stoma; J9503 Malfunction of tracheostomy stoma. The full list is on this page; a code counts only when it is documented at a face-to-face or video encounter in the data collection year and supported by the record.

How much does HCC 211 add to a risk score?

The V28 relative factor for HCC 211 is 0.879 for a community, non-dual, aged beneficiary, 1.981 for full-benefit dual aged, 0.878 for non-dual disabled and 1.570 for long-term institutional members. A factor of 1.000 equals the expected annual cost of an average beneficiary, so the category's share of the payment follows the plan's base rate for that segment.

Does HCC 211 count together with related categories?

No. Within a hierarchy only the most severe category is paid. HCC 211 is the most severe category in its hierarchy, and it drops HCC 212, HCC 213 when it is present.

What has to be documented for HCC 211 to be valid?

The diagnosis must be recorded by an acceptable provider type during a face-to-face or audio-video encounter in the service year, with the note showing that the condition was monitored, evaluated, assessed or treated. Risk adjustment data validation audits recover payment for categories the record does not support, so the code on the claim and the assessment in the note must match.

Sources

Every figure on this page is taken from the CMS publications below, as released by the Centers for Medicare & Medicaid Services. Projection built 2026-10-02. Verify against the primary file before billing or contracting decisions.

Disclaimer

Relative factors and mappings are reproduced from the CMS risk adjustment model files as an operational reference. Payment depends on the plan's base rate, normalization, the coding intensity adjustment and the enrollee's segment. Not legal, clinical or billing advice.