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HCC 213: Cardio-Respiratory Failure and Shock

HCC 213, Cardio-Respiratory Failure and Shock, is one of the 115 payment categories in the CMS-HCC V28 model. 36 ICD-10-CM codes map to it in the payment year 2027 mapping, and a documented diagnosis in the category adds a relative factor of 0.370 to the risk score of a community, non-dual, aged beneficiary (0.510 disabled, 0.258 institutional). It is overridden when a more severe category in its hierarchy is present (HCC 211, HCC 212).

QuickIntell editorial content · Legacy registry date · Review not verified

Data effective
Data currency: ICD-10-CM to HCC mapping PY2027 initial (effective dates of service 2026, payment year 2027); CMS-HCC V28 model software V2826.115.T2 (effective payment year 2027). Next CMS release: PY2027 midyear final mapping (spring 2027) and PY2028 proposed model (February 2027).
Mapped ICD-10-CM codes
36
Factor, community non-dual aged
0.370
Factor, institutional
0.258
Hierarchy
Overridden by HCC 211, HCC 212

Relative factors by segment

Each segment is a separate regression; the factor is added to the beneficiary's demographic factors and other categories, then normalized and reduced by the coding intensity adjustment before it meets the plan's base rate. A factor of 1.000 equals the expected cost of an average beneficiary.

CMS-HCC V28 relative factors for HCC 213 by model segment
SegmentModel codeRelative factor
Community, non-dual, agedCNA_HCC2130.370
Community, non-dual, disabledCND_HCC2130.510
Community, full-benefit dual, agedCFA_HCC2130.573
Community, full-benefit dual, disabledCFD_HCC2130.662
Community, partial-benefit dual, agedCPA_HCC2130.409
Community, partial-benefit dual, disabledCPD_HCC2130.493
Long-term institutionalINS_HCC2130.258

Hierarchy

Hierarchical condition categories pay only the most severe manifestation of a disease. When HCC 211 (Respirator Dependence/Tracheostomy Status/Complications) or HCC 212 (Respiratory Arrest) is also documented for the same beneficiary, HCC 213 is dropped from the score.

ICD-10-CM codes that map to HCC 213

36 codes map to this category in the PY2027 initial mapping, concentrated in the J96 (12), P28 (5), P26 (4), P27 (4), I46 (3), I49 (2) code families. Descriptions are the CMS mapping descriptions for the FY2026 code set; a code that is deleted or split in the October code update stays valid for dates of service before the change.

ICD-10-CM codes mapped to HCC 213 in the CMS PY2027 initial mapping
ICD-10-CMDescription
I462Cardiac arrest due to underlying cardiac condition
I468Cardiac arrest due to other underlying condition
I469Cardiac arrest, cause unspecified
I4901Ventricular fibrillation
I4902Ventricular flutter
J80Acute respiratory distress syndrome
J810Acute pulmonary edema
J9600Acute respiratory failure, unspecified whether with hypoxia or hypercapnia
J9601Acute respiratory failure with hypoxia
J9602Acute respiratory failure with hypercapnia
J9610Chronic respiratory failure, unspecified whether with hypoxia or hypercapnia
J9611Chronic respiratory failure with hypoxia
J9612Chronic respiratory failure with hypercapnia
J9620Acute and chronic respiratory failure, unspecified whether with hypoxia or hypercapnia
J9621Acute and chronic respiratory failure with hypoxia
J9622Acute and chronic respiratory failure with hypercapnia
J9690Respiratory failure, unspecified, unspecified whether with hypoxia or hypercapnia
J9691Respiratory failure, unspecified with hypoxia
J9692Respiratory failure, unspecified with hypercapnia
P220Respiratory distress syndrome of newborn
P260Tracheobronchial hemorrhage originating in the perinatal period
P261Massive pulmonary hemorrhage originating in the perinatal period
P268Other pulmonary hemorrhages originating in the perinatal period
P269Unspecified pulmonary hemorrhage originating in the perinatal period
P270Wilson-Mikity syndrome
P271Bronchopulmonary dysplasia originating in the perinatal period
P278Other chronic respiratory diseases originating in the perinatal period
P279Unspecified chronic respiratory disease originating in the perinatal period
P280Primary atelectasis of newborn
P2810Unspecified atelectasis of newborn
P2811Resorption atelectasis without respiratory distress syndrome
P2819Other atelectasis of newborn
P285Respiratory failure of newborn
P2981Cardiac arrest of newborn
R570Cardiogenic shock
R579Shock, unspecified

Where these codes sat in the V22 model

The V28 recalibration renumbered and regrouped categories; this table shows which legacy V22 categories the same ICD-10 codes belonged to, which is the quickest way to reconcile a V22-era HCC gap list with the current model.

V22 categories that the HCC 213 codes mapped to
V22 HCCCodes
8421

Capturing and defending the category

A category counts for a payment year when a mapped diagnosis is documented at least once during the data collection year by an acceptable provider type at a face-to-face or audio-video encounter, and when the note shows the condition was monitored, evaluated, assessed or treated. Chronic conditions do not carry forward: a category that is not re-documented in the year drops out of the score, which is why annual wellness visits and problem-list reconciliation are where most recapture happens. Risk adjustment data validation audits sample enrollees and ask for the medical record behind each submitted category; an unsupported category is removed and, under the extrapolation rules, the error rate is applied across the contract. The QuickIntell risk adjustment product surfaces suspected and unsupported categories from the chart, and the HCC hub lists every V28 category with its factor and code count.

Frequently asked questions

Which ICD-10 codes map to HCC 213?

36 ICD-10-CM codes map to HCC 213 in the CMS PY2027 initial mapping, for example I462 Cardiac arrest due to underlying cardiac condition; I468 Cardiac arrest due to other underlying condition; I469 Cardiac arrest, cause unspecified; I4901 Ventricular fibrillation. The full list is on this page; a code counts only when it is documented at a face-to-face or video encounter in the data collection year and supported by the record.

How much does HCC 213 add to a risk score?

The V28 relative factor for HCC 213 is 0.370 for a community, non-dual, aged beneficiary, 0.573 for full-benefit dual aged, 0.510 for non-dual disabled and 0.258 for long-term institutional members. A factor of 1.000 equals the expected annual cost of an average beneficiary, so the category's share of the payment follows the plan's base rate for that segment.

Does HCC 213 count together with related categories?

No. Within a hierarchy only the most severe category is paid. HCC 213 is dropped when HCC 211 (Respirator Dependence/Tracheostomy Status/Complications) or HCC 212 (Respiratory Arrest) is also present.

What has to be documented for HCC 213 to be valid?

The diagnosis must be recorded by an acceptable provider type during a face-to-face or audio-video encounter in the service year, with the note showing that the condition was monitored, evaluated, assessed or treated. Risk adjustment data validation audits recover payment for categories the record does not support, so the code on the claim and the assessment in the note must match.

Sources

Every figure on this page is taken from the CMS publications below, as released by the Centers for Medicare & Medicaid Services. Projection built 2026-10-02. Verify against the primary file before billing or contracting decisions.

Disclaimer

Relative factors and mappings are reproduced from the CMS risk adjustment model files as an operational reference. Payment depends on the plan's base rate, normalization, the coding intensity adjustment and the enrollee's segment. Not legal, clinical or billing advice.